The structure of the process of scientific knowledge: empirical and theoretical levels of knowledge. The main methods of the empirical level of scientific knowledge

The empirical level of scientific knowledge is characterized by two main methods: observation and experiment.

Observation is the original method of empirical knowledge. Observation is a purposeful, deliberate, organized study of the object under study, in which the observer does not interfere with this object. It relies mainly on such sensory abilities of a person as sensation, perception, representation. In the course of observation, we gain knowledge about the external aspects, properties, features of the object under study, which must be fixed in a certain way by means of language (natural and (or) artificial), diagrams, diagrams, numbers, etc. The structural components of observation include: the observer, the object of observation, the conditions and means of observation (including instruments, measuring instruments). However, observation can take place without instruments. Observation has importance for knowledge, but it has its drawbacks. First, the cognitive capabilities of our senses, even enhanced by devices, are still limited. While observing, we cannot change the object under study, actively intervene in its existence and in the conditions of the process of cognition. (Let's note in brackets that the activity of the researcher is sometimes either not needed - because of the fear of distorting the true picture, or simply impossible - because of the inaccessibility of the object, for example, or for moral reasons). Secondly, by observing, we get ideas only about the phenomenon, only about the properties of the object, but not about its essence.

Scientific observation, in its essence, is contemplation, but active contemplation. Why active? Because the observer does not just fix the facts mechanically, but purposefully seeks them out, relying on the already existing diverse experience, assumptions, hypotheses, and theories. Scientific observation is carried out with a certain chain, is aimed at certain objects, involves the choice of certain methods and instruments, is distinguished by systematic, reliable results, and control over correctness.

On the other hand, the second main method of empirical scientific knowledge is distinguished by its actively transformative character. Compared to experiment, observation is a passive way of research. An experiment is an active, purposeful method for studying phenomena under certain conditions of their occurrence, which can be systematically recreated, changed, and controlled by the researcher himself. That is, a feature of the experiment is that the researcher actively systematically intervenes in the conditions of the scientific research, which makes it possible to reproduce the studied phenomena artificially. The experiment makes it possible to isolate the phenomenon under study from other phenomena, to study it, so to speak, in its "pure form", in accordance with a predetermined goal. Under experimental conditions, it is possible to detect such properties that cannot be observed in natural conditions. The experiment involves the use of an even greater arsenal of special instruments, installation tools than observation.

Experiments can be classified into:

Ø direct and model experiments, the first ones are carried out directly on the object, and the second ones - on the model, i.e. on its "substitute" object, and then extrapolated to the object itself;

Ø field and laboratory experiments, differing from each other in the place of conduct;

Ø search experiments, not related to any already put forward versions, and verification experiments, aimed at testing, confirming or refuting a specific hypothesis;

Ø measuring experiments, designed to reveal the exact quantitative relationships between the objects of interest to us, the sides and the properties of each of them.

A special kind of experiment is a thought experiment. In it, the conditions for studying phenomena are imaginary, the scientist operates with sensual images, theoretical models, but the scientist's imagination is subject to the laws of science and logic. A thought experiment is more of a theoretical level of knowledge than an empirical one.

The actual conduct of the experiment is preceded by its planning (choosing the goal, the type of experiment, thinking through its possible results, understanding the factors that affect this phenomenon, determining the quantities that should be measured). In addition, it is necessary to choose the technical means of conducting and controlling the experiment. Particular attention should be paid to the quality of measuring instruments. The use of these particular measuring instruments must be justified. After the experiment, the results are statistically and theoretically analyzed.

Comparison and measurement can also be attributed to the methods of the empirical level of scientific knowledge. Comparison is a cognitive operation that reveals the similarity or difference of objects (or the stages of their development). Measurement is the process of determining the ratio of one quantitative characteristic of an object to another, homogeneous with it and taken as a unit of measurement.

The result of empirical knowledge (or the form of the empirical level of knowledge) are scientific facts. Empirical knowledge is a set of scientific facts that form the basis of theoretical knowledge. scientific fact- this is an objective reality, fixed in a certain way - with the help of language, numbers, numbers, diagrams, photographs, etc. However, not everything that results from observation and experiment can be called a scientific fact. A scientific fact arises as a result of a certain rational processing of observational and experimental data: their comprehension, interpretation, rechecking, statistical processing, classification, selection, etc. The reliability of a scientific fact is manifested in the fact that it is reproducible and can be obtained through new experiments conducted at different times. The fact retains its validity regardless of multiple interpretations. The reliability of facts largely depends on how, by what means they are obtained. Scientific facts (as well as empirical hypotheses and empirical laws that reveal stable repeatability and relationships between the quantitative characteristics of the objects under study) represent knowledge only about how processes and phenomena proceed, but do not explain the causes and essence of phenomena, processes that underlie scientific facts.

In the previous lecture, we defined sensationalism, and in this lecture we will clarify the concept of "empiricism". Empiricism is a direction in the theory of knowledge that recognizes sensory experience as the source of knowledge and believes that the content of knowledge can be presented either as a description of this experience, or reduced to it. Empiricism reduces rational knowledge to combinations of the results of experience. F. Bacon (XVI-XVII centuries) is considered the founder of empiricism. F. Bacon believed that all previous science (ancient and medieval) had a contemplative character and neglected the needs of practice, being in the grip of dogma and authority. And "truth is the daughter of Time, not Authority." And what does the time (New time) say? Firstly, that “knowledge is power” (also an aphorism of F. Bacon): the common task of all sciences is to increase the power of man over nature and bring benefits. Secondly, that the one who listens to it dominates nature. Nature is conquered by submission to her. What does this, according to F. Bacon, mean? That the knowledge of nature must proceed from nature itself and be based on experience, i.e. move from the study of single facts from experience to general provisions. But F. Bacon was not a typical empiricist, he was, so to speak, an intelligent empiricist, because the starting point of his methodology was the union of experience and reason. Self-guided experience is groping. The true method lies in the mental processing of materials from experience.

General logical methods of scientific knowledge are used both at the empirical and theoretical levels. These methods include: abstraction, generalization, analysis and synthesis, induction and deduction, analogy, etc.

We talked about abstraction and generalization, about induction and deduction, about analogy in the lecture of the first topic "Philosophy of Knowledge".

Analysis is a method of cognition (method of thinking), which consists in the mental division of an object into its constituent parts with the aim of studying them relatively independently. Synthesis involves the mental reunification of the constituent parts of the object under study. Synthesis allows you to present the object of study in the relationship and interaction of its constituent elements.

Let me remind you that induction is a method of cognition based on inferences from the particular (single) to the general, when the train of thought is directed from establishing the properties of individual objects to identifying common properties, inherent in the whole class of objects; from knowledge of the particular, knowledge of facts to knowledge of the general, knowledge of laws. Induction is based on inductive reasoning, which does not give reliable knowledge, they only, as it were, "suggest" the thought to the discovery of general patterns. Deduction is based on inferences from the general to the particular (singular). Unlike inductive reasoning, deductive reasoning gives reliable knowledge, provided that such knowledge was contained in the initial premises. Inductive and deductive methods of thinking are interconnected. Induction leads human thought to hypotheses about the causes and general patterns of phenomena; deduction allows us to derive empirically verifiable consequences from general hypotheses. F. Bacon, instead of the deduction common in antiquity in the Middle Ages, proposed induction, and R. Descartes was an adherent of the deduction method (albeit with elements of induction), considering all scientific knowledge as a single logical system, where one proposition is derived from another.

4. The purpose of the theoretical level of scientific knowledge is to know the essence of the objects under study, or to obtain objective truth - laws, principles that allow you to systematize, explain, predict scientific facts established at the empirical level of knowledge (or those that will be established). Scientific facts by the time of their theoretical processing are already processed at the empirical level: they are primarily generalized, described, classified ... Theoretical knowledge reflects phenomena, processes, things, events from the side of their general internal communications and patterns, i.e. their essence.

The main forms of theoretical knowledge are scientific problem, hypothesis and theory. The need to explain new scientific fantasies obtained in the course of cognition forms a problematic situation. The scientific problem is the awareness of the contradictions that have arisen between the old theory and the new scientific phantoms that need to be explained, but the old theory can no longer do this. (Therefore, it is often written that the problem is knowledge about ignorance.) For the purpose of a hypothetical scientific explanation of the essence of the scientific facts that led to the formulation of the problem, a hypothesis is put forward. This is probabilistic knowledge about the possible patterns of any objects. The hypothesis must be empirically verifiable, must not contain formal logical contradictions, must have internal harmony, compatibility with the fundamental principles of this science. One of the criteria for evaluating a hypothesis is its ability to explain the maximum number of scientific facts and consequences derived from it. A hypothesis that explains only those facts that led to the formulation of a scientific problem is not scientifically sound. Convincing confirmation of the hypothesis is the discovery in the experience of new scientific facts confirming the consequences predicted by the hypothesis. That is, the hypothesis must also have predictive power, i.e. predict the emergence of new scientific facts that have not yet been discovered by experience. The hypothesis should not include unnecessary assumptions. A hypothesis, comprehensively tested and confirmed, becomes a theory.(in other cases, it is either specified and modified, or discarded). Theory is a logically substantiated, practice-tested, integral, developing system of ordered, generalized, reliable knowledge about the essence of a certain area of ​​reality. The theory is formed as a result of the discovery of general laws that reveal the essence of the studied area of ​​being. This is the highest, most developed form of reflection of reality and organization of scientific knowledge. The hypothesis gives an explanation at the level of the possible, the theory - at the level of the real, reliable. The theory not only describes and explains the development and functioning of various phenomena, processes, things, etc., but also predicts still unknown phenomena, processes and their development, becoming a source of new scientific facts. The theory streamlines the system of scientific facts, includes them in its structure and derives new facts as consequences from the laws and principles that form it.

The theory serves as the basis for the practical activity of people.

There is a group of methods that are of primary importance precisely for the theoretical level of knowledge. These are axiomatic, hypothetical-deductive, idealization methods, the method of ascent from the abstract to the concrete, the method of unity of historical and logical analysis, etc.

The axiomatic method is a way of constructing scientific theory, in which it is based on some initial provisions - axioms, or postulates, from which all other provisions of this theory are derived logically (according to strictly defined rules).

The axiomatic method is associated with the hypothetical-deductive method - a method of theoretical research, the essence of which is to create a system of deductively interconnected hypotheses, from which, ultimately, statements about empirical facts are derived. First, a hypothesis (hypotheses) is created, which is then deductively developed into a system of hypotheses; then this system is subjected to experimental verification, during which it is refined and concretized.

A feature of the idealization method is that the theoretical study introduces the concept of an ideal object that does not exist in reality (the concepts of “point”, “material point”, “straight line”, “absolutely black body”, “ideal gas”, etc.) . In the process of idealization, there is an extreme abstraction from all the real properties of the object with the simultaneous introduction into the content of the formed concepts of features that are not realized in reality (Alekseev P.V., Panin A.V. Philosophy. - P.310).

Before considering the method of ascent from the abstract to the concrete, let us clarify the concepts of "abstract" and "concrete". Abstract is one-sided, incomplete, content-poor knowledge about an object. Concrete is a comprehensive, complete, meaningful knowledge about an object. The concrete appears in two forms: 1) in the form of a sensory-concrete, from which research begins, leading then to the formation of abstractions (mentally abstract), and 2) in the form of a mental-concrete, final research based on the synthesis of previously identified abstractions (Alekseev P .V., Panin A.V. Philosophy. - P.530). Sensual-concrete is an object of cognition that appears before the subject in its still unknown completeness (integrity) at the very beginning of the cognition process. Cognition ascends from the “living contemplation” of an object to attempts to construct theoretical abstractions and from them to finding truly scientific abstractions that allow one to construct a scientific concept of an object (i.e. mentally concrete), reproducing all the essential, internal regular connections of a given object as a whole. That is, this method, in fact, consists in the movement of thought towards an ever more complete, comprehensive and holistic perception of an object, from less meaningful to more meaningful.

A developing object in its development goes through a number of stages (stages), a number of forms, i.e. has its own history. Knowledge of an object is impossible without studying its history. To represent an object historically means to mentally represent the whole process of its formation, the whole variety of successive forms (stages) of the object. However, all these historical stages(forms, stages) are internally naturally connected. Logical analysis makes it possible to identify these interrelations and leads to the discovery of a law that determines the development of an object. Without understanding the patterns of development of an object, its history will look like a collection or even a heap of individual forms, states, stages...

All methods of the theoretical level are interconnected.

As many scientists rightly point out, in spiritual creativity, along with rational moments, there are also non-rational moments (not “ir-”, but “non-”). One of these moments is intuition The word "intuition" comes from lat. "I'm looking closely." Intuition is the ability to comprehend the truth without a preliminary detailed proof, as if as a result of some sudden insight, without a clear awareness of the ways and means leading to this.

Question #10

Empirical level of scientific knowledge: its methods and forms

Methods of scientific knowledge are usually subdivided according to the degree of their generality, i.e. by the breadth of applicability in the process of scientific research.

The concept of method(from the Greek word "methodos" - the path to something) means a set of techniques and operations for practical and theoretical mastering of reality, guided by which a person can achieve the intended goal. Possession of the method means for a person the knowledge of how, in what sequence to perform certain actions to solve certain problems, and the ability to apply this knowledge in practice. The main function of the method is the regulation of cognitive and other forms of activity.

There is a whole field of knowledge that is specifically concerned with the study of methods and which is usually called methodology. Methodology literally means "the study of methods".

General scientific methods are used in various fields of science, i.e., they have a very wide, interdisciplinary range of applications.

The classification of general scientific methods is closely related to the concept of levels of scientific knowledge.

Distinguish two levels of scientific knowledge: empirical and theoretical. This difference is based on the dissimilarity, firstly, of the methods (methods) of cognitive activity itself, and secondly, the nature of the scientific results achieved. Some general scientific methods are applied only at the empirical level (observation, experiment, measurement), others - only at the theoretical level (idealization, formalization), and some (for example, modeling) - both at the empirical and theoretical levels.

Empirical level scientific knowledge is characterized by a direct study of real-life, sensually perceived objects. At this level of research, a person directly interacts with the studied natural or social objects. Here, living contemplation (sensory cognition) predominates. At this level, the process of accumulating information about the objects and phenomena under study is carried out by conducting observations, performing various measurements, and setting up experiments. Here, the primary systematization of the received actual data is also carried out in the form of tables, diagrams, graphs, etc.

However, to explain the real process of cognition, empiricism is forced to turn to the apparatus of logic and mathematics (primarily to inductive generalization) to describe experimental data as a means of constructing theoretical knowledge. The limitation of empiricism lies in the exaggeration of the role of sensory cognition, experience, and in the underestimation of the role of scientific abstractions and theories in cognition. Therefore, e A empirical study is usually based on a certain theoretical structure that determines the direction of this study, determines and justifies the methods used in this.

Turning to the philosophical aspect of this issue, it is necessary to note such philosophers of the New Age as F. Bacon, T. Hobbes and D. Locke. Francis Bacon said that the path leading to knowledge is observation, analysis, comparison and experiment. John Locke believed that we draw all our knowledge from experience and sensations.

Singling out these two different levels in scientific research, however, one should not separate them from each other and oppose them. After all empirical and theoretical levels of knowledge are interconnected between themselves. Empirical level acts as a basis, the foundation of the theoretical. Hypotheses and theories are formed in the process of theoretical understanding of scientific facts, statistical data obtained at the empirical level. In addition, theoretical thinking inevitably relies on sensory-visual images (including diagrams, graphs, etc.) with which the empirical level of research deals.

features or forms of empirical research

The main forms in which scientific knowledge exists are: problem, hypothesis, theory. But this chain of forms of knowledge cannot exist without factual material and practical activities to test scientific assumptions. Empirical, experimental research masters an object using such techniques and means as description, comparison, measurement, observation, experiment, analysis, induction, and its most important element is a fact (from Latin factum - done, accomplished). Any scientific research begins with the collection, systematization and generalization facts.

science facts- the facts of reality, reflected, verified and fixed in the language of science. Coming to the attention of scientists, fact of science excites theoretical thought . A fact becomes scientific when it is an element of the logical structure of a particular system of scientific knowledge and is included in this system.

In understanding the nature of a fact in the modern methodology of science, two extreme trends stand out: factualism and theorism. If the first emphasizes the independence and autonomy of facts in relation to various theories, then the second, on the contrary, argues that the facts are completely dependent on the theory, and when theories are changed, the entire factual basis of science changes. The correct solution to the problem lies in the fact that a scientific fact, having a theoretical load, is relatively independent of theory, since it is basically determined by material reality. The paradox of the theoretical loading of facts is resolved in the following way. Knowledge that is verified independently of theory participates in the formation of a fact, and facts provide an incentive for the formation of new ones. theoretical knowledge. The latter, in turn - if they are reliable - can again participate in the formation of the latest facts, and so on.

Speaking about the most important role of facts in the development of science, V.I. Vernadsky wrote: “Scientific facts constitute the main content of scientific knowledge and scientific work. If they are correctly established, they are indisputable and obligatory for all. Along with them, systems of certain scientific facts can be singled out, the main form of which is empirical generalizations. This is the main fund of science, scientific facts, their classifications and empirical generalizations, which, in its reliability, cannot cause doubts and sharply distinguishes science from philosophy and religion. Neither philosophy nor religion creates such facts and generalizations. At the same time, it is unacceptable to "grab" individual facts, but it is necessary to strive to cover all the facts as far as possible (without a single exception). Only in the event that they are taken in an integral system, in their interconnection, will they become a "stubborn thing", "the air of a scientist", "the bread of science". Vernadsky V. I. About science. T. 1. Scientific knowledge. Scientific creativity. Scientific thought. - Dubna. 1997, pp. 414-415.

In this way, empirical experience never - especially in modern science - is blind: he planned, constructed by theory, and the facts are always theoretically loaded in one way or another. Therefore, the starting point, the beginning of science, is, strictly speaking, not objects in themselves, not bare facts (even in their totality), but theoretical schemes, "conceptual frameworks of reality." They consist of abstract objects ("ideal constructs") of various kinds - postulates, principles, definitions, conceptual models, etc.

According to K. Popper, it is absurd to believe that we can start scientific research with "pure observations" without "something resembling a theory." Therefore, some conceptual point of view is absolutely necessary. Naive attempts to do without it can, in his opinion, only lead to self-deception and to the uncritical use of some unconscious point of view. Even the careful testing of our ideas by experience itself, according to Popper, is inspired by ideas: An experiment is a planned action, each step of which is guided by a theory.

methods of scientific knowledge

By studying phenomena and the relationships between them, empirical knowledge is able to detect the operation of an objective law. But it fixes this action, as a rule, in the form of empirical dependencies, which should be distinguished from a theoretical law as a special knowledge obtained as a result of a theoretical study of objects. Empirical dependency is the result inductive generalization of experience and represents probabilistically true knowledge. Empirical research studies phenomena and their correlations in which it can detect the manifestation of a law. But in its pure form it is given only as a result of theoretical research.

Let us turn to the methods that find application at the empirical level of scientific knowledge.

Observation - this is a deliberate and purposeful perception of phenomena and processes without direct intervention in their course, subject to the tasks of scientific research. The main requirements for scientific observation are as follows:

  • 1) unambiguous purpose, design;
  • 2) consistency in observation methods;
  • 3) objectivity;
  • 4) the possibility of control either by repeated observation or by experiment.
Observation is used, as a rule, where intervention in the process under study is undesirable or impossible. Observation in modern science is associated with the widespread use of instruments, which, firstly, enhance the senses, and secondly, remove the touch of subjectivity from the assessment of observed phenomena. An important place in the process of observation (as well as experiment) is occupied by the measurement operation.

Measurement - there is a definition of the ratio of one (measured) quantity to another, taken as a standard. Since the results of observation, as a rule, take the form of various signs, graphs, curves on an oscilloscope, cardiograms, etc., the interpretation of the data obtained is an important component of the study. Observation in the social sciences is especially difficult, where its results largely depend on the personality of the observer and his attitude to the phenomena being studied. In sociology and psychology, a distinction is made between simple and participatory (included) observation. Psychologists also use the method of introspection (self-observation).

Experiment , as opposed to observing is a method of cognition in which phenomena are studied under controlled and controlled conditions. An experiment, as a rule, is carried out on the basis of a theory or hypothesis that determines the formulation of the problem and the interpretation of the results. The advantages of the experiment in comparison with observation are, firstly, that it is possible to study the phenomenon, so to speak, in its “pure form”, secondly, the conditions for the process can vary, and thirdly, the experiment itself can be repeated many times. There are several types of experiment.

  • 1) The simplest type of experiment - qualitative, establishing the presence or absence of the phenomena proposed by the theory.
  • 2) The second, more complex type is the measuring or quantitative an experiment that establishes the numerical parameters of some property (or properties) of an object or process.
  • 3) A special kind of experiment in the fundamental sciences is mental experiment.
  • 4) Finally: a specific kind of experiment is social an experiment carried out in order to introduce new forms of social organization and optimize management. The scope of social experiment is limited by moral and legal norms.
Observation and experiment are the source of scientific facts, which in science are understood as a special kind of sentences that fix empirical knowledge. Facts are the foundation of the building of science, they form the empirical basis of science, the basis for putting forward hypotheses and creating theories. uy. Let us designate some methods of processing and systematization of knowledge of the empirical level. This is primarily analysis and synthesis.

Analysis - the process of mental, and often real, dismemberment of an object, phenomenon into parts (signs, properties, relationships). The reverse procedure of analysis is synthesis.
Synthesis
- this is a combination of the sides of the subject identified during the analysis into a single whole.

Comparisoncognitive operation that reveals the similarity or difference of objects. It makes sense only in the totality of homogeneous objects that form a class. Comparison of objects in the class is carried out according to the features that are essential for this consideration.
Descriptiona cognitive operation consisting in fixing the results of an experience (observation or experiment) with the help of certain notation systems adopted in science.

A significant role in generalizing the results of observations and experiments belongs to induction(from Latin inductio - guidance), a special kind of generalization of experience data. During induction, the researcher's thought moves from the particular (private factors) to the general. Distinguish between popular and scientific, complete and incomplete induction. The opposite of induction is deduction movement of thought from the general to the particular. Unlike induction, with which deduction is closely related, it is mainly used at the theoretical level of knowledge. The process of induction is associated with such an operation as comparison - the establishment of similarities and differences between objects and phenomena. Induction, comparison, analysis and synthesis set the stage for the development classifications - associations different concepts and the phenomena corresponding to them into certain groups, types in order to establish links between objects and classes of objects. Examples of classifications are the periodic table, classifications of animals, plants, etc. Classifications are presented in the form of schemes, tables used for orientation in the variety of concepts or corresponding objects.

For all their differences, the empirical and theoretical levels of cognition are interconnected, the boundary between them is conditional and mobile. Empirical research, revealing new data with the help of observations and experiments, stimulates theoretical knowledge, which generalizes and explains them, sets new, more complex tasks for it. On the other hand, theoretical knowledge, developing and concretizing its own new content on the basis of empirical knowledge, opens up new, wider horizons for empirical knowledge, orients and directs it in search of new facts, contributes to the improvement of its methods and means, etc.

Science as an integral dynamic system of knowledge cannot develop successfully without being enriched with new empirical data, without generalizing them in a system of theoretical means, forms and methods of cognition. At certain points in the development of science, the empirical becomes theoretical and vice versa. However, it is unacceptable to absolutize one of these levels to the detriment of the other.

Modern science is disciplinary organized. It consists of various areas of knowledge interacting with each other and at the same time having relative independence. If we consider science as a whole, then it belongs to the type of complex developing systems, which in their development give rise to new relatively autonomous subsystems and new integrative connections that govern their interaction. In the structure of scientific knowledge, first of all, two levels of knowledge - empirical and theoretical. They correspond to two interconnected, but at the same time specific species cognitive activity: an empirical and theoretical study.

At the same time, these levels of scientific knowledge are not identical to the sensual and rational forms of knowledge in general. empirical knowledge can never be reduced to pure sensibility alone. Even the primary layer of empirical knowledge - observational data - is always fixed in a certain language: moreover, this is a language that uses not only ordinary concepts, but also specific scientific terms. But empirical knowledge cannot be reduced to observational data. It also involves the formation of a special type of knowledge based on observational data - a scientific fact. A scientific fact arises as a result of a very complex rational processing of observational data: their comprehension, understanding, interpretation. In this sense, any facts of science represent the interaction of the sensual and the rational. Forms rational cognition(concepts, judgments, conclusions) dominate in the process of theoretical exploration of reality. But when constructing a theory, visual model representations are also used, which are forms of sensory cognition, because representations, like perception, are forms of living contemplation.

The distinction between empirical and theoretical levels should be carried out taking into account the specifics of cognitive activity at each of these levels. According to academician I.T. Frolov, the main criteria by which these levels differ are as follows: 1) the nature of the subject of research, 2) the type of research tools used, and 3) the features of the method.

Differences by subject consist in the fact that empirical and theoretical research can cognize the same objective reality, but its vision, its representation in knowledge will be given in different ways. Empirical research is basically focused on the study of phenomena and the relationships between them. At the level of theoretical knowledge, essential connections are singled out in their pure form. The essence of an object is the interaction of a number of laws that this object obeys. The task of theory is precisely to recreate all these relationships between laws and thus reveal the essence of the object.

Differences in the type of funds used research lies in the fact that empirical research is based on the direct practical interaction of the researcher with the object under study. It involves the implementation of observations and experimental activities. Therefore, the means of empirical research necessarily include instruments, instrumental installations, and other means of real observation and experiment. In a theoretical study, there is no direct practical interaction with objects. At this level, the object can be studied only indirectly, in a thought experiment, but not in a real one.

According to their characteristics, empirical and theoretical types of knowledge differ in research methods. As already mentioned, the main methods of empirical research are real experiment and real observation. Important role the methods of empirical description also play, oriented towards the objective characterization of the phenomena being studied, which is maximally cleansed of subjective layers. As for theoretical research, special methods are used here: idealization (the method of constructing an idealized object); a mental experiment with idealized objects, which, as it were, replaces a real experiment with real objects; methods of constructing a theory (ascent from the abstract to the concrete, axiomatic and hypothetical-deductive methods); methods of logical and historical research and others. So, the empirical and theoretical levels of knowledge differ in the subject, means and methods of research. However, the selection and independent consideration of each of them is an abstraction. In reality, these two layers of knowledge always interact. The selection of the categories "empirical" and "theoretical" as means of methodological analysis allows us to find out how scientific knowledge is arranged and how it develops.

There are two levels in the structure of scientific knowledge:

empirical level;

theoretical level.

For the knowledge gained on empirical level , it is characteristic that they are the result of direct contact with reality in observation or experiment.

Theoretical level represents, as it were, a section of the object under study from a certain angle of view, given by the worldview of the researcher. It is built with a clear focus on explaining objective reality, and its main task is to describe, systematize and explain the entire set of empirical data.

The empirical and theoretical levels have a certain autonomy, but they cannot be torn off (separated) from one another.

The theoretical level differs from the empirical one in that it provides a scientific explanation of the facts obtained at the empirical level. At this level, specific scientific theories are formed, and it is characterized by the fact that it operates with an intellectually controlled object of knowledge, while at the empirical level - with real object. Its significance lies in the fact that it can develop, as it were, on its own, without direct contact with reality.

The empirical and theoretical levels are organically linked. The theoretical level does not exist on its own, but is based on data from the empirical level.

Despite the theoretical workload, the empirical level is more stable than theory, due to the fact that the theories with which the interpretation of empirical data is associated are theories of a different level. Therefore, empiricism (practice) is a criterion for the truth of a theory.

The empirical level of cognition is characterized by the use of the following methods for studying objects.

Surveillance - a system for fixing and registering the properties and relationships of the object under study. The functions of this method are: fixing the registration of information and preliminary classification of factors.

Experiment- this is a system of cognitive operations that is carried out in relation to objects placed in such conditions (specially created) that should contribute to the discovery, comparison, measurement of objective properties, connections, relationships.

Measurement as a method, it is a system for fixing and registering the quantitative characteristics of the measured object. For economic and social systems, measurement procedures are associated with indicators: statistical, reporting, planned;

Essence descriptions, as a specific method of obtaining empirical knowledge, consists in systematizing data obtained as a result of observation, experiment, measurement. Data are expressed in the language of a certain science in the form of tables, diagrams, graphs and other notations. Thanks to the systematization of facts that generalize certain aspects of phenomena, the object under study is reflected as a whole.


The theoretical level is the highest level of scientific knowledge.

scheme theoretical level of knowledge can be represented as follows:

Mental experiment and idealization based on the mechanism of transferring the results of practical actions fixed in the object;

Development of knowledge in logical forms: concepts, judgments, conclusions, laws, scientific ideas, hypotheses, theories;

Logical verification of the validity of theoretical constructions;

Application of theoretical knowledge in practice, in social activities.

It is possible to identify the main characteristics of theoretical knowledge:

The object of knowledge is determined purposefully under the influence of the internal logic of the development of science or the urgent requirements of practice;

The subject of knowledge is idealized on the basis of a thought experiment and design;

Cognition is carried out in logical forms, which is understood as a way of connecting the elements that make up the content of thought about the objective world.

There are the following types of forms of scientific knowledge:

General logical: concepts, judgments, conclusions;

Local-logical: scientific ideas, hypotheses, theories, laws.

concept- this is a thought that reflects the property and necessary features of an object or phenomenon. Concepts are: general, singular, concrete, abstract, relative, absolute, etc. etc. General concepts are associated with a certain set of objects or phenomena, single ones refer only to one, specific - to specific subjects or phenomena, abstract to their individual attributes, relative concepts are always presented in pairs, and absolute ones do not contain paired relations.

Judgment- this is a thought that contains the affirmation or denial of something through the connection of concepts. Judgments are affirmative and negative, general and particular, conditional and disjunctive, etc.

inference is a process of thinking that connects a sequence of two or more propositions, resulting in a new proposition. In essence, a conclusion is a conclusion that makes it possible to move from thinking to practical actions. Inferences are of two types: direct; indirect.

In direct inferences, one proceeds from one judgment to another, while in indirect inferences, the transition from one judgment to another is carried out by means of a third one.

The process of cognition goes from a scientific idea to a hypothesis, subsequently turning into a law or theory.

Consider the main elements of the theoretical level of knowledge.

Idea- an intuitive explanation of the phenomenon without intermediate argumentation and awareness of the totality of connections. The idea reveals previously unnoticed regularities of the phenomenon, based on the knowledge already available about it.

Hypothesis- an assumption about the cause that causes this effect. A hypothesis is always based on an assumption, the reliability of which at a certain level of science and technology cannot be confirmed.

If the hypothesis is consistent with the observed facts, then it is called a law or theory.

Law- necessary, stable, recurring relationships between phenomena in nature and society. Laws are specific, general and universal.

The law reflects the general connections and relations inherent in all phenomena of a given kind, class.

Theory- a form of scientific knowledge that gives a holistic view of the patterns and essential connections of reality. It arises as a result of the generalization of cognitive activity and practice and is a mental reflection and reproduction of reality. The theory has a number of structural elements:

Data- knowledge about an object or phenomenon, the reliability of which has been proven.

Axioms- Propositions accepted without logical proof.

Postulates- statements accepted within the framework of any scientific theory as true, playing the role of an axiom.

Principles- the main starting points of any theory, doctrine, science or worldview.

Concepts- thoughts in which objects of a certain class are generalized and distinguished according to certain general (specific) features.

Regulations- formulated thoughts expressed in the form of a scientific statement.

Judgments- thoughts expressed as a declarative sentence, which can be true or false.

Empirical knowledge has always played a leading role in the system of obtaining knowledge about the surrounding reality by a person. In all areas of human life, it is believed that knowledge can be successfully applied in practice only if it is successfully tested experimentally.

The essence of empirical knowledge is reduced to the direct receipt of information about the objects of study from the sense organs of the person who knows.

To imagine what the empirical method of cognition is in the system of obtaining knowledge by a person, it is necessary to understand that the entire system of studying objective reality is two-level:

  • theoretical level;
  • empirical level.

Theoretical level of knowledge

Theoretical knowledge is built on the forms characteristic of abstract thinking. The cognizer operates not with exclusively accurate information obtained as a result of observing objects of the surrounding reality, but creates generalizing constructions based on studies of "ideal models" of these objects. Such "ideal models" are devoid of those properties that, in the opinion of the cognizer, are unimportant.

As a result of theoretical research, a person receives information about the properties and forms of an ideal object.

Based on this information, forecasts are made and monitoring of specific phenomena of objective reality is carried out. Depending on the discrepancies between ideal and specific models, certain theories and hypotheses are substantiated for further research using different forms of cognition.

Characteristics of empirical knowledge

Such an order of studying objects is the basis of all types of human knowledge: scientific, everyday, artistic and religious.

Presentation: "Scientific knowledge"

But the orderly correlation of levels, methods and methods in scientific research is especially strict and justified, since the methodology for obtaining knowledge is extremely important for science. In many ways, it depends on the scientific methods used to study a particular subject whether the theories and hypotheses put forward will be scientific or not.

For the study, development and application of methods of scientific knowledge, such a branch of philosophy as epistemology is responsible.

Scientific methods are divided into theoretical methods and empirical methods.

empirical scientific methods

These are the tools with which a person forms, captures, measures and processes information obtained during the study of specific objects of the surrounding reality during scientific research.

The empirical level of scientific knowledge has the following tools-methods:

  • observation;
  • experiment;
  • research;
  • measurement.

Each of these tools is essential for checking theoretical knowledge for objective credibility. If theoretical calculations cannot be confirmed in practice, they cannot be taken as the basis of at least some scientific provisions.

Observation as an empirical method of cognition

Observation came to science from. It is the success of man's use of observations of phenomena environment in its practical and everyday activities, is the basis for the development of an appropriate method of scientific knowledge.

Forms of scientific observation:

  • direct - in which special devices, technologies and means are not used;
  • indirect - using measuring or other special devices and technologies.

Mandatory procedures for monitoring are fixing the results and multiple observations.

It is thanks to these processes that scientists get the opportunity not only to systematize, but also to generalize the information obtained during observations.

An example of direct observation is the registration of the state of the studied groups of animals in a given specific unit of time. Using direct observations, zoologists study the social aspects of the life of groups of animals, the influence of these aspects on the state of the body of a particular animal and on the ecosystem in which this group lives.

An example of indirect observation is astronomers monitoring the state of a celestial body, measuring its mass and determining its chemical composition.

Gaining knowledge through experiment

Conducting an experiment is one of the most important stages in the construction of a scientific theory. It is thanks to the experiment that hypotheses are tested and the presence or absence of causal relationships between two phenomena (phenomena) is established. The phenomenon is not something abstract or supposed. This term refers to the observed phenomenon. observable scientist fact growth of the laboratory rat is a phenomenon.

The difference between experiment and observations:

  1. During the experiment, the phenomenon of objective reality does not occur by itself, but the researcher creates the conditions for its appearance and dynamics. When observing, the observer registers only the phenomenon that is independently reproduced by the environment.
  2. The researcher can interfere in the course of events of the phenomena of the experiment within the framework determined by the rules of its conduct, while the observer cannot somehow regulate the observed events and phenomena.
  3. During the experiment, the researcher can include or exclude certain parameters of the experiment in order to establish links between the phenomena under study. The observer, who must establish the order of the course of phenomena under natural conditions, has no right to use the artificial adjustment of circumstances.

In the direction of research, several types of experiments are distinguished:

  • Physical experiment (the study of natural phenomena in all their diversity).

  • Computer experiment with mathematical model. In this experiment, other parameters are determined from one model parameters.
  • Psychological experiment (study of the circumstances of the object's life).
  • Thought experiment (the experiment is carried out in the imagination of the researcher). Often this experiment has not only the main, but also an auxiliary function, since it is intended to determine the main order and conduct of the experiment in real conditions.
  • critical experiment. It contains in its structure the need to verify the data obtained during certain studies in order to check them for compliance with certain scientific criteria.

Measurement - a method of empirical knowledge

Measurement is one of the most common human activities. To get information about the surrounding reality, we measure it. different ways, in different units, using different devices.

Science, as one of the spheres of human activity, also absolutely cannot do without measurements. This is one of the most important methods of obtaining knowledge about objective reality.

Due to the ubiquity of measurements, there are a huge number of their types. But all of them are aimed at obtaining a result - a quantitative expression of the properties of an object of the surrounding reality.

Scientific research

A method of cognition, which consists in processing information obtained as a result of experiments, measurements and observations. It comes down to building concepts and testing built scientific theories.

The main types of research are fundamental and applied research.

The purpose of fundamental developments is exclusively to obtain new knowledge about those phenomena of objective reality that are included in the subject of study of this science.

Applied developments generate the possibility of applying new knowledge in practice.

Since research is the main activity scientific world, aimed at obtaining and implementing new knowledge, it is strictly regulated, including ethical rules that do not allow turning research to the detriment of human civilization.